SEC Form 4 · accession 0000896878-18-000191
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chair of Executive Committee · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 19, 2018 | S | 31,261 | $219.7718 | D | 9,988,771 | I | By Trusts |
| Common StockF3 | Sep 19, 2018 | S | 34,467 | $220.745 | D | 9,954,304 | I | By Trusts |
| Common StockF4 | Sep 19, 2018 | S | 8,253 | $221.4426 | D | 9,946,051 | I | By Trusts |
| Common StockF5 | Sep 19, 2018 | S | 2,428 | $222.6182 | D | 9,943,623 | I | By Trusts |
| Common StockF6 | Sep 19, 2018 | S | 9,205 | $223.57 | D | 9,934,418 | I | By Trusts |
| Common StockF7 | Sep 19, 2018 | S | 1,724 | $224.7512 | D | 9,932,694 | I | By Trusts |
| Common StockF8 | Sep 19, 2018 | S | 7,450 | $225.6629 | D | 9,925,244 | I | By Trusts |
| Common StockF9 | Sep 19, 2018 | S | 1,742 | $226.5091 | D | 9,923,502 | I | By Trusts |
| Common StockF10 | Sep 19, 2018 | S | 3,070 | $227.6928 | D | 9,920,432 | I | By Trusts |
| Common StockF11,F12 | Sep 19, 2018 | S | 400 | $228.1775 | D | 9,920,032 | I | By Trusts |
| Common StockF13 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in February 2018.
- F10This transaction was executed in multiple trades ranging from $227.09 to $228.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades ranging from $228.08 to $228.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12Shares held in trusts as follows: 9,876,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 and 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94. The reporting person is a trustee of each of these trusts.
- F13Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.
- F2This transaction was executed in multiple trades ranging from $219.17 to $220.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $220.16 to $221.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $221.15 to $222.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $222.14 to $223.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $223.13 to $224.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $224.12 to $225.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $225.11 to $226.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades ranging from $226.10 to $227.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.