SEC Form 4 · accession 0000896878-18-000187
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chairman of the Executive Comm · Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 7, 2018 | S | 2,901 | $217.7482 | D | 10,117,131 | I | By Trusts |
| Common StockF3 | Sep 7, 2018 | S | 8,188 | $218.7183 | D | 10,108,943 | I | By Trusts |
| Common StockF4 | Sep 7, 2018 | S | 22,512 | $219.9396 | D | 10,086,431 | I | By Trusts |
| Common StockF5 | Sep 7, 2018 | S | 62,731 | $220.6882 | D | 10,023,700 | I | By Trusts |
| Common StockF6,F7 | Sep 7, 2018 | S | 3,668 | $221.3741 | D | 10,020,032 | I | By Trusts |
| Common StockF8 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in February 2018.
- F2This transaction was executed in multiple trades ranging from $217.28 to $218.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $218.27 to $219.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $219.26 to $220.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $220.25 to $221.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $221.24 to $221.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Shares held in trusts as follows: 9,876,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 100,000 shares held by the 2017 Cook-Ostby CRUT. The reporting person is a trustee of each of these trusts.
- F8Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.