SEC Form 4 · accession 0000896878-18-000182
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2018 | M | 4,267 | $0.00 | A | 304,887 | D | |
| Common Stock | Sep 1, 2018 | F | 4,267 | $219.47 | D | 300,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (performance-based vesting)F2,F1,F3,F4 | — | Sep 1, 2018 | M | 4,267 | D | Sep 1, 2018 | — | Common Stock | 4,267 | 91,547 | D |
Explanation of responses
- F11-for-1
- F2Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives which the issuer released to effect the withholding of shares to satisfy the reporting person's tax withholding obligations.
- F3Represents vesting date for restricted stock units; this award is subject to deferred release.
- F4Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.