SEC Form 4 · accession 0000896878-18-000168
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 19,404 | $135.35 | A | 27,186 | D | |
| Common Stock | Aug 27, 2018 | M | 4,316 | $113.19 | A | 31,502 | D | |
| Common Stock | Aug 27, 2018 | M | 1,784 | $107.25 | A | 33,286 | D | |
| Common StockF2 | Aug 27, 2018 | S | 12,766 | $211.0823 | D | 20,520 | D | |
| Common StockF3 | Aug 27, 2018 | S | 16,530 | $211.6602 | D | 3,990 | D | |
| Common StockF4 | Aug 27, 2018 | S | 300 | $212.93 | D | 3,690 | D | |
| Common StockF5 | Aug 27, 2018 | S | 700 | $213.7486 | D | 2,990 | D | |
| Common Stock | Aug 27, 2018 | S | 300 | $215.28 | D | 2,690 | D | |
| Common StockF6 | Aug 27, 2018 | S | 800 | $216.7075 | D | 1,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F7 | $135.35 | Aug 27, 2018 | M | 19,404 | D | Aug 20, 2018 | Jul 19, 2024 | Common Stock | 19,404 | 34,337 | D |
| Non-Qualified Stock Option (right to buy)F7 | $113.19 | Aug 27, 2018 | M | 4,316 | D | Aug 21, 2018 | Jul 20, 2023 | Common Stock | 4,316 | 23,737 | D |
| Non-Qualified Stock Option (right to buy) | $107.25 | Aug 27, 2018 | M | 1,784 | D | Jul 23, 2018 | Jul 22, 2022 | Common Stock | 1,784 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2This transaction was executed in multiple trades ranging from $210.38 to $211.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $211.38 to $212.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $212.53 to $213.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $213.63 to $213.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $216.69 to $216.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Represents latest vesting date for the options exercised.