SEC Form 4 · accession 0000896878-18-000166
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 27, 2018 | S | 36,145 | $211.0514 | D | 10,183,877 | I | By Trusts |
| Common StockF3 | Aug 27, 2018 | S | 57,458 | $211.6935 | D | 10,126,429 | I | By Trusts |
| Common StockF4 | Aug 27, 2018 | S | 1,300 | $212.7031 | D | 10,125,129 | I | By Trusts |
| Common StockF5 | Aug 27, 2018 | S | 1,861 | $213.6384 | D | 10,123,268 | I | By Trusts |
| Common StockF6 | Aug 27, 2018 | S | 500 | $215.176 | D | 10,122,768 | I | By Trusts |
| Common StockF7 | Aug 27, 2018 | S | 536 | $215.3846 | D | 10,122,232 | I | By Trusts |
| Common StockF8,F9 | Aug 27, 2018 | S | 2,200 | $216.7514 | D | 10,120,032 | I | By Trusts |
| Common StockF10 | holding | — | — | — | 152,001 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in February 2018.
- F10Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.
- F2This transaction was executed in multiple trades ranging from $210.39 to $211.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $211.38 to $212.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $212.37 to $213.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $213.36 to $214.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $214.35 to $215.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $215.34 to $216.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $216.33 to $216.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9Shares held in trusts as follows: 9,876,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 200,000 shares held by the 2017 Cook-Ostby CRUT. The reporting person is a trustee of each of these trusts.