SEC Form 4 · accession 0000896878-18-000150
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (MSPP Purchased Award)F1,F2 | — | Aug 10, 2018 | A | 1,467 | A | — | — | Common Stock | 1,467 | 1,467 | D |
| Restricted Stock Unit (MSPP Matching Award)F5,F1,F3,F4 | — | Aug 10, 2018 | A | 1,467 | A | Aug 10, 2021 | — | Common Stock | 1,467 | 1,467 | D |
Explanation of responses
- F11-for-1
- F2Restricted Stock Units (MSPP Purchase Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date.
- F3Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award).
- F4Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date.
- F5Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP).