SEC Form 4 · accession 0000896878-18-000106
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — EVP, Consumer Group
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 5,827 | $0.00 | A | 6,774 | D | |
| Common Stock | Jul 1, 2018 | M | 6,257 | $0.00 | A | 13,031 | D | |
| Common Stock | Jul 1, 2018 | M | 4,926 | $0.00 | A | 17,957 | D | |
| Common Stock | Jul 1, 2018 | F | 8,436 | $204.305 | D | 9,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 5,827 | D | Jul 1, 2018 | — | Common Stock | 5,827 | 0 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 6,257 | D | Jul 1, 2018 | — | Common Stock | 6,257 | 6,258 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 4,926 | D | Jul 1, 2018 | — | Common Stock | 4,926 | 9,850 | D |
Explanation of responses
- F1Includes 60 shares acquired by the reporting person on 6/15/2018 through the Intuit Inc. Employee Stock Purchase Plan.
- F21-for-1
- F3Represents vesting date for restricted stock units.
- F4Restricted stock units do not expire; they either vest or are canceled prior to vesting date.