SEC Form 4 · accession 0000896878-18-000101
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Laura A Fennell
Officer — EVP, Gen. Counsel & Corp. Sec.
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 3,804 | $0.00 | A | 22,706 | D | |
| Common Stock | Jul 1, 2018 | M | 2,883 | $0.00 | A | 25,589 | D | |
| Common Stock | Jul 1, 2018 | M | 3,315 | $0.00 | A | 28,904 | D | |
| Common Stock | Jul 1, 2018 | F | 4,132 | $204.305 | D | 24,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 3,804 | D | Jul 1, 2018 | — | Common Stock | 3,804 | 0 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 2,883 | D | Jul 1, 2018 | — | Common Stock | 2,883 | 2,944 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2018 | M | 3,315 | D | Jul 1, 2018 | — | Common Stock | 3,315 | 6,772 | D |
Explanation of responses
- F1Includes the following shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan: 127 shares on 3/15/2018 and 37 shares on 6/15/2018.
- F21-for-1
- F3Represents vesting date for restricted stock units.
- F4Restricted stock units do not expire; they either vest or are canceled prior to vesting date.