SEC Form 4 · accession 0000896878-18-000092
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Jun 25, 2018
Accepted (ET)
Jun 26, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 25, 2018 | M | 2,158 | $113.19 | A | 3,214 | D | |
| Common Stock | Jun 25, 2018 | M | 1,783 | $107.25 | A | 4,997 | D | |
| Common StockF3 | Jun 25, 2018 | S | 1,800 | $201.1928 | D | 3,197 | D | |
| Common StockF4 | Jun 25, 2018 | S | 541 | $202.0083 | D | 2,656 | D | |
| Common StockF5 | Jun 25, 2018 | S | 1,300 | $203.3062 | D | 1,356 | D | |
| Common StockF6 | Jun 25, 2018 | S | 300 | $203.9433 | D | 1,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $113.19 | Jun 25, 2018 | M | 2,158 | D | Jun 21, 2018 | Jul 20, 2023 | Common Stock | 2,158 | 28,053 | D |
| Non-Qualified Stock Option (right to buy) | $107.25 | Jun 25, 2018 | M | 1,783 | D | Jun 23, 2018 | Jul 22, 2022 | Common Stock | 1,783 | 1,784 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2Includes 37 shares acquired by the reporting person on 6/15/2018 through the Intuit Inc. Employee Stock Purchase Plan.
- F3This transaction was executed in multiple trades ranging from $200.77 to $201.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $201.81 to $202.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $202.87 to $203.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $203.88 to $204.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.