SEC Form 4 · accession 0000896878-18-000084
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
May 24, 2018
Accepted (ET)
May 25, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 24, 2018 | M | 2,158 | $113.19 | A | 3,177 | D | |
| Common Stock | May 24, 2018 | M | 1,783 | $107.25 | A | 4,960 | D | |
| Common Stock | May 24, 2018 | S | 3,941 | $195.50 | D | 1,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualfied Stock Option (right to buy)F3 | $113.19 | May 24, 2018 | M | 2,158 | D | — | Jul 20, 2023 | Common Stock | 2,158 | 34,526 | D |
| Non-Qualified Stock Option (right to buy)F4 | $107.25 | May 24, 2018 | M | 1,783 | D | — | Jul 22, 2022 | Common Stock | 1,783 | 7,134 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading adopted by the reporting person in December 2017.
- F2Includes 127 shares acquired by the reporting person on 3/15/2018 through the Intuit Inc. Employee Stock Purchase Plan.
- F3One third of the 77,679 options granted on 7/21/2016 vested on 7/21/2017 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.
- F4One third of the 64,197 options granted on 7/23/2015 vested on 7/23/2016 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.