SEC Form 4/A · accession 0000896878-18-000056
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 28, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 15, 2018 | S | 87,962 | $177.192 | D | 10,646,342 | I | By Trusts |
| Common StockF4,F3 | Mar 15, 2018 | S | 28,980 | $178.0063 | D | 10,617,362 | I | By Trusts |
| Common StockF5,F3 | Mar 16, 2018 | S | 36,472 | $178.1579 | D | 10,580,890 | I | By Trusts |
| Common StockF6,F3,F7 | Mar 16, 2018 | S | 60,858 | $178.86 | D | 10,520,032 | I | By Trusts |
| Common StockF8 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $176.76 to $177.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The Form 4 filed 3/16/2018 erroneously included 12 shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan, which were noted in Footnote 3 to that Form 4. This Form 4/A corrects that report in its entirety, as ownership is overstated by 24 shares in Column 5 for Rows 1 through 6 and Footnote 7. The aggregate overstated ownership resulted from erroneously reported purchases through the Intuit Inc. Employee Stock Purchase Plan on December 15, 2017 and March 15, 2018. A Form 4/A has been previously filed to correct the ownership overstatement due to the reported activity for December 15, 2017.
- F4This transaction was executed in multiple trades ranging from $177.75 to $178.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $177.51 to $178.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $178.50 to $179.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Shares held in trusts as follows: 10,476,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93 and 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94.
- F8Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.