SEC Form 4 · accession 0000896878-18-000046
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2018 | S | 24,940 | $172.513 | D | 10,916,486 | I | By Trusts |
| Common StockF3 | Mar 9, 2018 | S | 16,237 | $173.4764 | D | 10,900,249 | I | By Trusts |
| Common StockF4 | Mar 9, 2018 | S | 14,675 | $174.5195 | D | 10,885,574 | I | By Trusts |
| Common StockF5 | Mar 9, 2018 | S | 19,582 | $175.4814 | D | 10,865,992 | I | By Trusts |
| Common StockF6 | Mar 9, 2018 | S | 51,000 | $176.4563 | D | 10,814,992 | I | By Trusts |
| Common StockF7 | Mar 9, 2018 | S | 18,827 | $177.1142 | D | 10,796,165 | I | By Trusts |
| Common StockF8 | Mar 12, 2018 | S | 43,313 | $177.1755 | D | 10,752,852 | I | By Trusts |
| Common StockF9,F10 | Mar 12, 2018 | S | 18,536 | $177.9193 | D | 10,734,316 | I | By Trusts |
| Common StockF11 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F10Shares held in trusts as follows: 10,476,176 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 214,272 shares held by the 2017 Cook-Ostby CRUT.
- F11Shares held in trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.
- F2This transaction was executed in multiple trades ranging from $172.04 to $173.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $173.03 to $174.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $174.02 to $175.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $175.01 to $175.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $176.00 to $176.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $176.99 to $177.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $176.58 to $177.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades ranging from $177.57 to $178.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.