SEC Form 4 · accession 0000896878-17-000176
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chairman of Exec. Committee · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 22, 2017 | S | 147,440 | $151.2917 | D | 12,022,592 | I | By Trusts |
| Common StockF3 | Nov 22, 2017 | S | 18,249 | $151.8748 | D | 12,004,343 | I | By Trusts |
| Common StockF4 | Nov 24, 2017 | S | 6,989 | $151.3651 | D | 11,997,354 | I | By Trusts |
| Common StockF5 | Nov 24, 2017 | S | 3,700 | $152.6594 | D | 11,993,654 | I | By Trusts |
| Common StockF6,F7 | Nov 24, 2017 | S | 6,956 | $153.4445 | D | 11,986,698 | I | By Trusts |
| Common StockF8 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $150.73 to $151.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $151.72 to $152.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $151.06 to $152.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $152.05 to $153.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $153.04 to $153.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Shares held in trusts as follows: 10,476,164 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,466,666 shares held by the 2017 Cook-Ostby CRUT.
- F8Trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.