SEC Form 4 · accession 0000896878-17-000156
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Neil Williams
Officer — EVP & CFO
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | M | 34,728 | $56.52 | A | 64,620 | D | |
| Common StockF1 | Sep 12, 2017 | S | 34,728 | $141.0283 | D | 29,892 | D | |
| Common Stock | Sep 12, 2017 | M | 53,000 | $63.11 | A | 82,892 | D | |
| Common Stock | Sep 12, 2017 | S | 53,000 | $141.00 | D | 29,892 | D | |
| Common Stock | Sep 12, 2017 | M | 70,750 | $82.59 | A | 100,642 | D | |
| Common Stock | Sep 12, 2017 | S | 100 | $141.01 | D | 100,542 | D | |
| Common Stock | Sep 12, 2017 | S | 70,650 | $141.00 | D | 29,892 | D | |
| Common StockF2 | Sep 12, 2017 | S | 26,107 | $141.7336 | D | 3,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $56.52 | Sep 12, 2017 | M | 34,728 | D | Jul 25, 2015 | Jul 24, 2019 | Common Stock | 34,728 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $63.11 | Sep 12, 2017 | M | 53,000 | D | Jul 24, 2016 | Jul 23, 2020 | Common Stock | 53,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $82.59 | Sep 12, 2017 | M | 70,750 | D | Jul 24, 2017 | Jul 23, 2021 | Common Stock | 70,750 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Represents the date the award was fully vested.