SEC Form 4 · accession 0000896878-17-000148
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Cook
Officer — Chair of Executive Committee · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 7, 2017 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 6, 2017 | S | 95,343 | $141.2542 | D | 12,451,955 | I | By Trusts |
| Common StockF3 | Sep 6, 2017 | S | 4,940 | $141.8763 | D | 12,447,015 | I | By Trusts |
| Common StockF4 | Sep 7, 2017 | S | 39,493 | $140.5744 | D | 12,407,522 | I | By Trusts |
| Common StockF5,F6 | Sep 7, 2017 | S | 43,557 | $141.3973 | D | 12,363,965 | I | By Trusts |
| Common StockF7 | holding | — | — | — | 152,001 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted in June 2017.
- F2This transaction was executed in multiple trades ranging from $140.74 to $141.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $141.73 to $142.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $140.08 to $141.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $141.08 to $141.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Shares held by trusts as follows: 10,486,764 shares held by the Scott D. Cook and Helen Signe Ostby Family Trust UTA 12/30/93; 43,868 shares held by the Scott D. Cook and Helen Signe Ostby 1994 Charitable Trust UTA 12/30/94; and 1,833,333 shares held by the 2017 Cook-Ostby CRUT.
- F7Trusts for the benefit of family members, of which the reporting person is not a trustee but retains investment control.