SEC Form 4 · accession 0000896878-17-000077
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — EVP, Consumer Tax Group
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2017 | M | 4,033 | $0.00 | A | 4,821 | D | |
| Common Stock | Jul 1, 2017 | M | 5,827 | $0.00 | A | 10,648 | D | |
| Common Stock | Jul 1, 2017 | M | 6,258 | $0.00 | A | 16,906 | D | |
| Common Stock | Jul 1, 2017 | F | 8,412 | $132.81 | D | 8,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2017 | M | 4,033 | D | Jul 1, 2017 | — | Common Stock | 4,033 | 0 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2017 | M | 5,827 | D | Jul 1, 2017 | — | Common Stock | 5,827 | 5,827 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2017 | M | 6,258 | D | Jul 1, 2017 | — | Common Stock | 6,258 | 12,515 | D |
Explanation of responses
- F11-for-1
- F2Represents vest date for Restricted Stock Units.
- F3Restricted Stock Units do not expire; they either vest or are cancelled prior to vest date.