SEC Form 4 · accession 0000896878-17-000075
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO, & President · Director
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2017 | M | 12,895 | $0.00 | A | 221,412 | D | |
| Common Stock | Jul 1, 2017 | M | 13,616 | $0.00 | A | 235,028 | D | |
| Common Stock | Jul 1, 2017 | F | 13,834 | $132.81 | D | 221,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2017 | M | 12,895 | D | Jul 1, 2017 | — | Common Stock | 12,895 | 0 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2017 | M | 13,616 | D | Jul 1, 2017 | — | Common Stock | 13,616 | 0 | D |
Explanation of responses
- F1Includes 229 shares acquired by the reporting person on 3/15/2017 through the Intuit Inc. Employee Stock Purchase Plan.
- F21-for-1
- F3Represents vest date for Restricted Stock Units.
- F4Restricted Stock Units do not expire; they either vest or are cancelled prior to vest date.