SEC Form 4 · accession 0000896878-17-000062
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — EVP, Consumer Tax Group
Period of report
Jun 21, 2017
Accepted (ET)
Jun 22, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2017 | M | 15,684 | $56.52 | A | 16,472 | D | |
| Common StockF2 | Jun 21, 2017 | S | 15,684 | $140.4968 | D | 788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $56.52 | Jun 21, 2017 | M | 15,684 | D | Jul 25, 2015 | Jul 24, 2019 | Common Stock | 15,684 | 0 | D |
Explanation of responses
- F1Includes the following shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan: 131 shares on 3/15/17 and 86 shares on 6/15/17.
- F2This transaction was executed in multiple trades ranging from $140.36 to $140.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.