SEC Form 4 · accession 0000896878-17-000056
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Fennell
Officer — EVP, Gen. Counsel & Corp. Sec.
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | M | 15,684 | $56.52 | A | 36,238 | D | |
| Common StockF2 | May 30, 2017 | S | 15,684 | $139.7112 | D | 20,554 | D | |
| Common Stock | May 30, 2017 | M | 39,500 | $63.11 | A | 60,054 | D | |
| Common StockF3 | May 30, 2017 | S | 39,500 | $139.5274 | D | 20,554 | D | |
| Common StockF4 | May 30, 2017 | S | 18,868 | $139.104 | D | 1,686 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $56.52 | May 30, 2017 | M | 15,684 | D | Jul 25, 2015 | Jul 24, 2019 | Common Stock | 15,684 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $63.11 | May 30, 2017 | M | 39,500 | D | Jul 24, 2016 | Jul 23, 2020 | Common Stock | 39,500 | 0 | D |
Explanation of responses
- F1Includes 156 shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan on 3/15/2017.
- F2This transaction was executed in multiple trades ranging from $139.61 to $139.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $139.50 to $139.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $139.00 to $139.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.