SEC Form 4 · accession 0000896878-17-000034
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 3,742 | $82.59 | A | 4,412 | D | |
| Common StockF2 | Mar 1, 2017 | S | 3,742 | $125.2337 | D | 670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $82.59 | Mar 1, 2017 | M | 3,742 | D | Feb 24, 2017 | Jul 23, 2021 | Common Stock | 3,742 | 9,355 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.
- F2This transaction was executed in multiple trades ranging from $124.84 to $125.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3One third of the 67,350 options granted under this award vested on 7/25/2015; thereafter, 2.778% of the options vest monthly such that the award is fully vested on 7/24/2017.