SEC Form 4 · accession 0000896878-17-000032
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 103,445 | $37.98 | A | 311,733 | D | |
| Common StockF2 | Feb 27, 2017 | S | 92,285 | $126.02 | D | 219,448 | D | |
| Common StockF3 | Feb 27, 2017 | S | 11,160 | $126.63 | D | 208,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $37.98 | Feb 27, 2017 | M | 103,445 | D | Jul 23, 2015 | Jul 21, 2017 | Common Stock | 103,445 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2016.
- F2This transaction was executed in multiple trades ranging from $125.45 to $126.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $126.45 to $126.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents date the award was fully vested.