SEC Form 4 · accession 0000896878-16-000324
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — EVP & GM, Consumer Tax Group
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 10,498 | $47.79 | A | 14,075 | D | |
| Common StockF2 | Nov 21, 2016 | S | 13,504 | $115.333 | D | 571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $47.79 | Nov 21, 2016 | M | 10,498 | D | Jul 20, 2014 | Jul 19, 2018 | Common Stock | 10,498 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.
- F2This transaction was executed in multiple trades ranging from $114.88 to $115.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Represents final vesting date for award granted on 7/20/2011.