SEC Form 4 · accession 0000896878-16-000323
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP & Chief Technology Officer
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 26,189 | $82.59 | A | 26,859 | D | |
| Common Stock | Nov 21, 2016 | S | 26,189 | $115.59 | D | 670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $82.59 | Nov 21, 2016 | M | 26,189 | D | — | Jul 23, 2021 | Common Stock | 26,189 | 18,710 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.
- F2One third of the 67,350 options granted under this award vested on 7/24/2015; thereafter, 2.778% of the options vest monthly such that the award is fully vested on 7/24/2017.