SEC Form 4 · accession 0000896878-16-000272
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Neil Williams
Officer — EVP & Chief Financial Officer
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 980 | $0.00 | A | 11,394 | D | |
| Common Stock | Aug 16, 2016 | M | 980 | $0.00 | A | 12,374 | D | |
| Common Stock | Aug 16, 2016 | F | 1,011 | $112.47 | D | 11,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (MSPP Purchased Award)F1,F2,F3 | — | Aug 16, 2016 | M | 980 | D | Aug 16, 2016 | Aug 16, 2016 | Common Stock | 980 | 0 | D |
| Restricted Stock Unit (MSPP Matching Award)F1,F4,F5 | — | Aug 16, 2016 | M | 980 | D | Aug 16, 2016 | — | Common Stock | 980 | 0 | D |
Explanation of responses
- F11-for-1
- F2Represents settlement date for Restricted Stock Units (MSPP Purchased Award).
- F3Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire.
- F4Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award).
- F5No expiration date for Restricted Stock Units (MSPP Matching Award); these securities either vest and settle or are canceled prior to vesting date.