SEC Form 4 · accession 0000896878-16-000258
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Neil Williams
Officer — EVP & Chief Financial Officer
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | M | 3,000 | $0.00 | A | 7,727 | D | |
| Common Stock | Jul 1, 2016 | M | 4,233 | $0.00 | A | 11,960 | D | |
| Common Stock | Jul 1, 2016 | M | 4,662 | $0.00 | A | 16,622 | D | |
| Common Stock | Jul 1, 2016 | F | 6,208 | $111.91 | D | 10,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2016 | M | 3,000 | D | Jul 1, 2016 | — | Common Stock | 3,000 | 0 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2016 | M | 4,233 | D | Jul 1, 2016 | — | Common Stock | 4,233 | 4,233 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2016 | M | 4,662 | D | Jul 1, 2016 | — | Common Stock | 4,662 | 9,324 | D |
Explanation of responses
- F1Includes the following shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan: 220 shares and 53 shares on 3/15/2016 and 6/15/2016, respectively.
- F21-for-1
- F3Represents vest date for Restricted Stock Units.
- F4Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.