SEC Form 4 · accession 0000896878-16-000255
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 14,923 | $0.00 | A | 131,646 | D | |
| Common Stock | Jul 1, 2016 | M | 8,166 | $0.00 | A | 139,812 | D | |
| Common Stock | Jul 1, 2016 | M | 13,615 | $0.00 | A | 153,427 | D | |
| Common Stock | Jul 1, 2016 | M | 9,869 | $0.00 | A | 163,296 | D | |
| Common Stock | Jul 1, 2016 | F | 24,304 | $111.91 | D | 138,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 14,923 | D | Jul 1, 2016 | — | Common Stock | 14,923 | 0 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 8,166 | D | Jul 1, 2016 | — | Common Stock | 8,166 | 0 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 13,615 | D | Jul 1, 2016 | — | Common Stock | 13,615 | 13,616 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 9,869 | D | Jul 1, 2016 | — | Common Stock | 9,869 | 19,734 | D |
Explanation of responses
- F11-for-1
- F2Represents vest date for Restricted Stock Units.
- F3Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.