SEC Form 4 · accession 0000896878-16-000248
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura A Fennell
Officer — EVP, Gen. Counsel & Corp. Sec.
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 2,334 | $0.00 | A | 3,864 | D | |
| Common Stock | Jul 1, 2016 | M | 3,016 | $0.00 | A | 6,880 | D | |
| Common Stock | Jul 1, 2016 | M | 3,885 | $0.00 | A | 10,765 | D | |
| Common Stock | Jul 1, 2016 | F | 4,820 | $111.91 | D | 5,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 2,334 | D | Jul 1, 2016 | — | Common Stock | 2,334 | 0 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 3,016 | D | Jul 1, 2016 | — | Common Stock | 3,016 | 3,017 | D |
| Restricted Stock UnitF1,F2,F3 | — | Jul 1, 2016 | M | 3,885 | D | Jul 1, 2016 | — | Common Stock | 3,885 | 7,770 | D |
Explanation of responses
- F11-for-1
- F2Represents vest date for Restricted Stock Units.
- F3Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.