SEC Form 4 · accession 0000896878-16-000232
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Flournoy
Officer — VP, Chief Accounting Officer
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | M | 502 | $56.52 | A | 2,679 | D | |
| Common Stock | May 27, 2016 | M | 848 | $72.72 | A | 3,527 | D | |
| Common Stock | May 27, 2016 | M | 7,100 | $82.59 | A | 10,627 | D | |
| Common StockF2 | May 27, 2016 | S | 8,450 | $107.301 | D | 2,177 | D | |
| Common StockF3 | May 27, 2016 | S | 1,895 | $107.2955 | D | 282 | D | |
| Common Stock | May 27, 2016 | S | 282 | $107.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $56.52 | May 27, 2016 | M | 502 | D | Jul 25, 2015 | Jul 24, 2019 | Common Stock | 502 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $72.72 | May 27, 2016 | M | 848 | D | Apr 27, 2016 | Feb 10, 2021 | Common Stock | 848 | 694 | D |
| Non-Qualified Stock Option (right to buy) | $82.59 | May 27, 2016 | M | 7,100 | D | May 24, 2016 | Jul 23, 2021 | Common Stock | 7,100 | 4,519 | D |
Explanation of responses
- F1Includes 85 shares acquired by the reporting person on 3/15/2016 through the Intuit Inc. Employee Stock Purchase Plan.
- F2This transaction was executed in multiple trades ranging from $107.30 to $107.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $107.29 to $107.2995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.