SEC Form 4 · accession 0000896878-16-000206
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — CEO, President, and Chairman · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 527 | $30.21 | A | 154,636 | D | |
| Common StockF2 | Mar 9, 2016 | S | 527 | $100.0019 | D | 154,109 | D | |
| Common Stock | Mar 10, 2016 | M | 17,776 | $30.21 | A | 171,885 | D | |
| Common StockF3 | Mar 10, 2016 | S | 17,776 | $100.0862 | D | 154,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $30.21 | Mar 9, 2016 | M | 527 | D | Aug 11, 2014 | Aug 10, 2016 | Common Stock | 527 | 39,955 | D |
| Non-Qualified Stock Option (right to buy) | $30.21 | Mar 10, 2016 | M | 17,776 | D | Aug 11, 2014 | Aug 10, 2016 | Common Stock | 17,776 | 22,179 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades ranging from $100.00 to $100.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $100.00 to $100.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.