SEC Form 4 · accession 0000896878-15-000149
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — CEO, President and Director · Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | M | 58,650 | $30.21 | A | 242,657 | D | |
| Common StockF2 | Nov 23, 2015 | S | 28,388 | $101.2497 | D | 214,269 | D | |
| Common StockF3 | Nov 23, 2015 | S | 27,762 | $102.3674 | D | 186,507 | D | |
| Common StockF4 | Nov 23, 2015 | S | 2,500 | $103.0472 | D | 184,007 | D | |
| Common Stock | Nov 24, 2015 | G | 20,000 | $0.00 | D | 164,007 | D | |
| Common Stock | Nov 24, 2015 | G | 9,898 | $0.00 | D | 154,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $30.21 | Nov 23, 2015 | M | 58,650 | D | Aug 11, 2014 | Aug 10, 2016 | Common Stock | 58,650 | 141,350 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades ranging from $100.92 to $101.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $101.9581 to $102.9292. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $102.97 to $103.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.