SEC Form 4 · accession 0000896878-15-000125
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Neil Williams
Officer — EVP & Chief Financial Officer
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 3,947 | $0.00 | A | 22,760 | D | |
| Common Stock | Sep 1, 2015 | M | 15,603 | $0.00 | A | 38,363 | D | |
| Common Stock | Sep 1, 2015 | M | 4,797 | $0.00 | A | 43,160 | D | |
| Common Stock | Sep 1, 2015 | F | 12,706 | $84.10 | D | 30,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (performance-based vesting)F2,F1,F3,F4 | — | Sep 1, 2015 | M | 36,398 | D | Sep 1, 2015 | — | Common Stock | 36,398 | 0 | D |
| Restricted Stock Unit (performance-based vesting)F5,F1,F3,F4 | — | Sep 1, 2015 | M | 37,063 | D | Sep 1, 2015 | — | Common Stock | 37,063 | 0 | D |
| Restricted Stock Unit (performance-based vesting)F6,F1,F3,F4 | — | Sep 1, 2015 | M | 5,000 | D | Sep 1, 2015 | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F11-for-1
- F2This restricted stock unit award (performance-based vesting) vested as to 3,947 shares; the balance of the units awarded were canceled.
- F3Represents vesting date for restricted stock units.
- F4Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.
- F5This restricted stock unit award (performance-based vesting) vested as to 15,603 shares; the balance of the units awarded were canceled.
- F6This restricted stock unit award (performance-based vesting) vested as to 4,797 shares; the balance of the units awarded were canceled.