SEC Form 4 · accession 0000896878-15-000123
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — CEO, President & Director · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 20,470 | $0.00 | A | 160,170 | D | |
| Common Stock | Sep 1, 2015 | M | 24,518 | $0.00 | A | 184,688 | D | |
| Common Stock | Sep 1, 2015 | M | 6,526 | $0.00 | A | 191,214 | D | |
| Common Stock | Sep 1, 2015 | M | 25,796 | $0.00 | A | 217,010 | D | |
| Common Stock | Sep 1, 2015 | M | 15,350 | $0.00 | A | 232,360 | D | |
| Common Stock | Sep 1, 2015 | F | 48,353 | $84.10 | D | 184,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (performance-based vesting)F1,F2,F3 | — | Sep 1, 2015 | M | 20,470 | D | Sep 1, 2015 | — | Common Stock | 20,470 | 0 | D |
| Restricted Stock Unit (performance-based vesting)F1,F2,F3 | — | Sep 1, 2015 | M | 24,518 | D | Sep 1, 2015 | — | Common Stock | 24,518 | 0 | D |
| Restricted Stock Unit (performance-based vesting)F4,F1,F2,F3 | — | Sep 1, 2015 | M | 113,820 | D | Sep 1, 2015 | — | Common Stock | 113,820 | 6,525 | D |
| Restricted Stock Unit (performance-based vesting)F5,F1,F2,F3 | — | Sep 1, 2015 | M | 96,750 | D | Sep 1, 2015 | — | Common Stock | 96,750 | 25,795 | D |
| Restricted Stock Unit (performance-based vesting)F6,F1,F2,F3 | — | Sep 1, 2015 | M | 16,000 | D | Sep 1, 2015 | — | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F11-for-1
- F2Represents vesting date for restricted stock units.
- F3Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.
- F4Number of units of restricted stock unit award (performance-based vesting) previously reported in Table II on Form 4 filed 7/27/2012 was 120,346; 13,051 units of this performance grant were awarded. 6,526 units vested on 9/1/2015 and 6,525 units will vest on 9/1/2017; the balance of the units under this grant were canceled.
- F5Number of units of restricted stock unit award (performance-based vesting) previously reported in Table II on Form 4 filed 7/27/2012 was 122,545; 51,591 units of this performance grant were awarded. 25,796 units vested on 9/1/2015 and 25,795 units will vest on 9/1/2017; the balance of the units under this grant were canceled.
- F6This restricted stock unit award (performance-based vesting) vested as to 15,350 shares; the balance of the the units awarded were canceled.