SEC Form 4 · accession 0000896878-15-000076
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — CEO, President, & Director · Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | M | 12,894 | $0.00 | A | 129,333 | D | |
| Common Stock | Jul 1, 2015 | M | 8,166 | $0.00 | A | 137,499 | D | |
| Common Stock | Jul 1, 2015 | M | 13,619 | $0.00 | A | 151,118 | D | |
| Common Stock | Jul 1, 2015 | M | 13,970 | $0.00 | A | 165,088 | D | |
| Common Stock | Jul 1, 2015 | F | 25,388 | $101.62 | D | 139,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 12,894 | D | Jul 1, 2015 | — | Common Stock | 12,894 | 12,895 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 8,166 | D | Jul 1, 2015 | — | Common Stock | 8,166 | 8,166 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 13,619 | D | Jul 1, 2015 | — | Common Stock | 13,619 | 27,231 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 13,970 | D | Jul 1, 2015 | — | Common Stock | 13,970 | 0 | D |
Explanation of responses
- F1Includes 299 shares acquired by the reporting person on 3/13/2015 through the Intuit Inc. Employee Stock Purchase Plan.
- F21-for-1
- F3Represents vest date for Restricted Stock Units.
- F4Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.