SEC Form 4 · accession 0000896878-15-000072
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Wernikoff
Officer — SVP, Small Business Group
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | M | 1,175 | $0.00 | A | 1,398 | D | |
| Common Stock | Jul 1, 2015 | M | 3,000 | $0.00 | A | 4,398 | D | |
| Common Stock | Jul 1, 2015 | M | 4,034 | $0.00 | A | 8,432 | D | |
| Common Stock | Jul 1, 2015 | F | 3,086 | $101.62 | D | 5,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 1,175 | D | Jul 1, 2015 | — | Common Stock | 1,175 | 0 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 3,000 | D | Jul 1, 2015 | — | Common Stock | 3,000 | 6,000 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jul 1, 2015 | M | 4,034 | D | Jul 1, 2015 | — | Common Stock | 4,034 | 8,066 | D |
Explanation of responses
- F1Includes the following shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan: 97 shares on 3/13/15 and 96 shares on 6/15/15.
- F21-for-1
- F3Represents vest date for Restricted Stock Units.
- F4Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.