SEC Form 4 · accession 0000896878-15-000036
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — CEO, President and Director · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | G | 7,237 | $0.00 | D | 116,140 | D | |
| Common Stock | Feb 23, 2015 | M | 185,000 | $27.68 | A | 301,140 | D | |
| Common StockF2 | Feb 23, 2015 | S | 185,000 | $96.1687 | D | 116,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $27.68 | Feb 23, 2015 | M | 185,000 | D | — | Jul 22, 2015 | Common Stock | 185,000 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F2This transaction was executed in multiple trades ranging from $95.94 to $96.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F350% of the options vested on each of 7/23/2011 and 7/23/2013.