SEC Form 4 · accession 0000896878-15-000004
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher W Brody
Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | M | 1,218 | $0.00 | A | 297,835 | D | |
| Common Stock | Jan 21, 2015 | M | 4,554 | $0.00 | A | 302,389 | D | |
| Common Stock | Jan 21, 2015 | M | 4,083 | $0.00 | A | 306,472 | D | |
| Common Stock | Jan 21, 2015 | M | 3,550 | $0.00 | A | 310,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jan 21, 2015 | M | 1,218 | D | Jan 21, 2015 | — | Common Stock | 1,218 | 0 | D |
| Restricted Stock UnitF1,F4,F3 | — | Jan 21, 2015 | M | 4,554 | D | Jan 21, 2015 | — | Common Stock | 4,554 | 0 | D |
| Restricted Stock UnitF1,F5,F3 | — | Jan 21, 2015 | M | 4,083 | D | Jan 21, 2015 | — | Common Stock | 4,083 | 0 | D |
| Restricted Stock UnitF1,F6,F3 | — | Jan 21, 2015 | M | 3,550 | D | Jan 21, 2015 | — | Common Stock | 3,550 | 0 | D |
Explanation of responses
- F11-for-1
- F2Represents release date for Restricted Stock Units. Vesting was complete on 1/1/2012.
- F3Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
- F4Represents release date for Restricted Stock Units. Vesting was complete on 1/1/2013.
- F5Represents release date for Restricted Stock Units. Vesting was complete on 1/1/2014.
- F6Represents release date for Restricted Stock Units. Vesting was complete on 1/1/2015.