SEC Form 4 · accession 0001057265-16-000002
AMERICAN BIO MEDICA CORP · ABMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Moroney
10% Owner
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896747
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | J | 384,615 | $0.00 | A | 1,633,293 | I | By: Landmark Pegasus, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Landmark Pegasus, Inc. acquired the securities being reported as payment (from the issuer) of a fee pursuant to a Financial Advisory Agreement with the issuer. In addition, the reporting person indirectly is the sole beneficial owner of 208,333 shares of Common Stock held by Landmark Financial Corp., and shares beneficial ownership of a presently exercisable Warrant to acquire 2,000,000 shares of Common Stock held by F&M Investment Partnership. In total, the Reporting Person is the beneficial owner of 3,841,626 shares of Common Stock of the issuer.