SEC Form 4 · accession 0000896747-18-000001
AMERICAN BIO MEDICA CORP · ABMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Moroney
10% Owner
Period of report
Jan 23, 2018
Accepted (ET)
Feb 14, 2018 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896747
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2018 | J | 235,437 | $0.115 | A | 2,331,628 | I | Common Stock |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transfer agent was instructed to issues shares on January 23rd, 2018. Transfer agent confirmed transaction was complete on January 30th, 2018.
- F2Landmark Pegasus Inc. acquired the securities being reported as payment (from issuer) of a fee pursuant to a Financial Advisor Agreement with issuer. The Total amount of securities being issued was 485,437 of which only 235,437 were issued to Landmark Pegasus, Inc. The remaining 250,000 were issued to 2 other principals of Landmark Pegasus, Inc. who do not control Landmark Pegasus, Inc. and who are not 10% owner or affiliate of the company.