SEC Form 4 · accession 0001595701-16-000016
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salim Haffar
Officer — Segment President
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 17,000 | $58.81 | A | 23,149 | D | |
| Common Stock | Sep 2, 2016 | M | 33,333 | $68.00 | A | 56,482 | D | |
| Common StockF1 | Sep 2, 2016 | S | 50,055 | $78.734 | D | 6,427 | D | |
| Common StockF2 | Sep 2, 2016 | S | 278 | $79.1442 | D | 6,149 | D | |
| Common Stock | holding | — | — | — | 959 | I | By 401(k) trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $58.81 | Sep 2, 2016 | M | 17,000 | D | Sep 2, 2014 | Sep 2, 2023 | Common Stock | 17,000 | 0 | D |
| Stock Option | $68.00 | Sep 2, 2016 | M | 33,333 | D | Jan 15, 2015 | Jan 15, 2024 | Common Stock | 33,333 | 16,667 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.11 o $79.10 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.12 to $79.16 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.