SEC Form 4 · accession 0001538909-18-000002
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eldon W. Schaffer II
Officer — Segment President
Period of report
Feb 14, 2018
Accepted (ET)
Feb 15, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 20,000 | $36.42 | A | 52,857 | D | |
| Common StockF1 | Feb 14, 2018 | S | 18,870 | $90.133 | D | 33,987 | D | |
| Common StockF2 | Feb 14, 2018 | S | 1,130 | $90.7007 | D | 32,857 | D | |
| Common Stock | holding | — | — | — | 3,704 | I | By 401(k) trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $36.42 | Feb 14, 2018 | M | 20,000 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.66 to $90.64, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.66 to $90.77, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.