SEC Form 4 · accession 0001538909-15-000006
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eldon W. Schaffer II
Officer — Segment President
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 6,000 | $30.445 | A | 17,962 | D | |
| Common Stock | Aug 14, 2015 | M | 7,000 | $37.52 | A | 24,962 | D | |
| Common StockF1 | Aug 14, 2015 | S | 13,000 | $69.2513 | D | 11,962 | D | |
| Common Stock | holding | — | — | — | 3,333 | I | By 401(k) trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $30.445 | Aug 14, 2015 | M | 6,000 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 6,000 | 0 | D |
| Stock Option | $37.52 | Aug 14, 2015 | M | 7,000 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.88 to $69.75, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Remarks
Quantities and prices, where applicable, have been adjusted to reflect a two-for-one stock split distribution on May 9, 2007.