SEC Form 4 · accession 0001510044-18-000004
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ursula Saint-Leger
Officer — Senior Vice President, HR
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 30,000 | $48.20 | A | 42,690 | D | |
| Common Stock | Mar 13, 2018 | M | 50,663 | $64.60 | A | 93,353 | D | |
| Common StockF1 | Mar 13, 2018 | S | 65,373 | $90.5191 | D | 27,980 | D | |
| Common StockF2 | Mar 13, 2018 | S | 1,120 | $91.4518 | D | 26,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $48.20 | Mar 13, 2018 | M | 30,000 | D | Jan 12, 2012 | Jan 12, 2021 | Common Stock | 30,000 | 0 | D |
| Stock Option | $64.60 | Mar 13, 2018 | M | 50,663 | D | Jan 14, 2016 | Jan 14, 2025 | Common Stock | 50,663 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.28 to $91.27, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.29 to $91.52, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.