SEC Form 4 · accession 0001510044-16-000010
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ursula Saint-Leger
Officer — Vice President, HR
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 7,620 | $51.80 | A | 10,559 | D | |
| Common Stock | Feb 10, 2016 | M | 16,670 | $51.57 | A | 27,229 | D | |
| Common StockF1 | Feb 10, 2016 | S | 20,570 | $73.98 | D | 6,659 | D | |
| Common StockF2 | Feb 10, 2016 | S | 1,700 | $74.71 | D | 4,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $51.80 | Feb 10, 2016 | M | 7,620 | D | Jan 11, 2013 | Jan 11, 2022 | Common Stock | 7,620 | 27,380 | D |
| Stock Option | $51.70 | Feb 10, 2016 | M | 16,670 | D | Jan 16, 2014 | Jan 16, 2023 | Common Stock | 16,670 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.45 to $74.44, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.45 to $74.88, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.