SEC Form 4 · accession 0001217165-18-000002
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
King W Harris
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 9,500 | $51.26 | A | 193,474 | D | |
| Common Stock | Mar 8, 2018 | M | 9,500 | $53.72 | A | 202,974 | D | |
| Common Stock | Mar 8, 2018 | M | 9,500 | $56.49 | A | 212,474 | D | |
| Common Stock | Mar 8, 2018 | M | 9,500 | $66.59 | A | 221,974 | D | |
| Common StockF1 | Mar 8, 2018 | S | 39,985 | $89.7423 | D | 181,989 | D | |
| Common Stock | Mar 9, 2018 | S | 29,000 | $90.3349 | D | 152,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $51.26 | Mar 8, 2018 | M | 9,500 | D | May 6, 2012 | May 6, 2021 | Common Stock | 9,500 | 0 | D |
| Stock Option | $53.72 | Mar 8, 2018 | M | 9,500 | D | May 4, 2013 | May 4, 2022 | Common Stock | 9,500 | 0 | D |
| Stock Option | $56.49 | Mar 8, 2018 | M | 9,500 | D | May 10, 2014 | May 10, 2023 | Common Stock | 9,500 | 0 | D |
| Stock Option | $66.59 | Mar 8, 2018 | M | 9,500 | D | May 9, 2015 | May 9, 2024 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.50 to $90.03, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.