SEC Form 4 · accession 0001197182-15-000008
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Doherty
Officer — Segment President
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 43,000 | $48.20 | A | 56,770 | D | |
| Common StockF1 | Nov 2, 2015 | S | 23,840 | $74.2114 | D | 32,930 | D | |
| Common StockF2 | Nov 2, 2015 | S | 19,160 | $75.5628 | D | 13,770 | D | |
| Common Stock | holding | — | — | — | 23 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $48.20 | Nov 2, 2015 | M | 43,000 | D | Jan 10, 2012 | Jan 10, 2021 | Common Stock | 43,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.87 to $74.85, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.90 to $75.87, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth.