SEC Form 4 · accession 0001181124-17-000012
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hagge
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 18,087 | $30.56 | A | 107,700 | D | |
| Common StockF1 | Jun 5, 2017 | S | 18,087 | $86.1988 | D | 89,613 | D | |
| Common Stock | Jun 6, 2017 | M | 6,913 | $30.56 | A | 96,526 | D | |
| Common StockF2 | Jun 6, 2017 | S | 6,913 | $85.3541 | D | 89,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $30.56 | Jun 5, 2017 | M | 18,087 | D | Jan 14, 2010 | Jan 14, 2019 | Common Stock | 18,087 | 31,913 | D |
| Stock Option | $30.56 | Jun 6, 2017 | M | 6,913 | D | Jan 14, 2010 | Jan 14, 2019 | Common Stock | 6,913 | 25,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86 to $86.81 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.10 to $85.66 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.