SEC Form 4 · accession 0001181124-17-000006
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hagge
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 27,500 | $37.52 | A | 115,497 | D | |
| Common StockF2 | May 1, 2017 | S | 27,500 | $79.7821 | D | 87,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $37.52 | May 1, 2017 | M | 27,500 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 27,500 | 0 | D |
Explanation of responses
- F1Since the date of the reporting person's last report, 15,704 shares previously owned through the AptarGroup 401(k) plan were rolled over into a self-directed IRA and therefore are now owned directly.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $80.11 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.