SEC Form 4 · accession 0001181124-16-000022
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hagge
Officer — President and CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | M | 30,000 | $37.52 | A | 101,159 | D | |
| Common StockF1 | Nov 29, 2016 | S | 24,612 | $75.28 | D | 76,547 | D | |
| Common StockF2 | Nov 29, 2016 | S | 5,388 | $75.99 | D | 71,159 | D | |
| Common Stock | holding | — | — | — | 15,637 | I | By 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $37.52 | Nov 29, 2016 | M | 30,000 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 30,000 | 27,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.84 to $75.81 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.85 to $76.32 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.