SEC Form 4 · accession 0001181124-16-000016
APTARGROUP, INC. · ATR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hagge
Officer — President and CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 20,000 | $30.445 | A | 84,913 | D | |
| Common StockF1 | Feb 16, 2016 | S | 10,059 | $73.9065 | D | 74,854 | D | |
| Common StockF2 | Feb 16, 2016 | S | 7,611 | $74.7369 | D | 67,243 | D | |
| Common StockF3 | Feb 16, 2016 | S | 2,330 | $75.6009 | D | 64,913 | D | |
| Common Stock | holding | — | — | — | 15,386 | I | By 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $30.445 | Feb 16, 2016 | M | 20,000 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.49 to $74.48 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.49 to $75.46 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.49 to $75.64 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Remarks
Quantities and prices, where applicable, have been adjusted to reflect a two-for-one stock split distribution on May 9, 2007.