SEC Form 4 · accession 0001437749-18-000460
Hyperscale Data, Inc. · GPUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristine L Ault
Director · 10% Owner
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | P | 200 | $2.43 | A | 1,850 | D | |
| Common StockF1,F2 | Jan 8, 2018 | P | 300 | $2.69 | A | 2,150 | D | |
| Common Stock | holding | — | — | — | 2,725,860 | I | By Philou Ventures, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On a Form 4 filed on November 28, 2016, the Reporting Person disclosed the purchase of an aggregate of 700 shares of common stock of the Issuer, the first time she purchased in her own name. On a Form 4 filed on December 13, 2016, the Reporting Person disclosed the purchase of other securities of the Issuer by an affiliate, Philou Ventures, and included a row indicating that she owned 1,800 shares directly. This Form 4 inadvertently overstated her direct ownership of shares of common stock of the Issuer by 1,100 such shares. Although the Reporting Person has since filed five Forms 4, all of which correctly reported the transaction requiring the filing of the particular form (including a Form 4 that disclosed the purchase of 850 shares from May 9, 2017 through May 11, 2017), this Form 4 is the first to accurately present the Reporting Person's direct ownership of common stock of the Issuer. No Form 4 other than those mentioned above disclosed a direct purchase of shares of common stock
- F2of the Issuer, and at no time has the Reporting Person sold any such shares, whether directly or indirectly.